Market Surveillance Officer

Permanent @JobPloy Solutions Jobs in IT
  • London View on Map
  • Post Date : February 24, 2023
  • Apply Before : April 22, 2023
  • Salary: £0 - £7500000
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Job Detail

  • Career Level Manager
  • Experience Fresh
  • Industry Development
  • Qualifications Certificate

Job Description

Your duties will include

Steeleye MAR comms monitoring

Undertake the daily Market Abuse surveillance activity, clearing daily reports and alerts generated via the automated alert system

Perform investigations and provide fast, complete, documented resolution to any trade or quote related issues

Raise relevant internal filings to escalate issues and follow internal investigation routes.

Ongoing assessment of surveillance controls to ensure they meet relevant regulatory and market wide standards and expectations in collaboration with Business, Surveillance and Compliance teams. Suggest new alerts and enhancement of the existing alerts and reports

Keep abreast of all latest trends and any new regulations, leveraging off international SME support where applicable

Conduct gap analysis, requirements gathering, analysis and documentation of business requirements and perform testing of new implementations

Production of Management reporting

Periodic review of policy, governance & procedure

Skills and experience

* An understanding of the Market Abuse Directive (MAD) / Market Abuse Regulation (MAR)

* Strong understanding and experience of brokerage market

* Excellent analytical skills & attention to detail

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